Sec Calendar Filing Deadlines 2025

Sec Calendar Filing Deadlines 2025 INVESTMENT MANAGER DEADLINES All dates assume a 12 31 fiscal year end All deadlines and deadline extensions shown in calendar days Go further With Broadridge An integrated approach to shareholder communications and regulatory disclosures driven by innovation and accountability

For Accelerated filers Due 40 days following the end of the fiscal quarter For Non Accelerated filers Due 45 days following the end of the fiscal quarter NT 10 Q Due on the business day after the 10 Q due date Late 10 Q After filing an NT 10 Q the deadline for the 10 Q is extended five calendar days from the due date Form 11 K Accelerated Filers 10 Q Due Friday February 09 2024 for Quarterly Period Ended 12 31 23 10 K Due Tuesday February 13 2024 for Fiscal Year Ended 11 30 23 10 Q Due Monday March 11 2024 for Quarterly Period Ended 01 31 24 10 K Due Friday March 15 2024 for Fiscal Year Ended 12 31 23

Sec Calendar Filing Deadlines 2025

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2023 SEC Filing Deadlines and Financial Statement Staleness Dates Capital Markets 2023 SEC Filing Deadlines and Financial Statement Staleness Deadlines 10 K for Year Ended December 31 2022 March 1 Large Accelerated Filers March 16 Accelerated Filers 60 days after fiscal year end 75 days after fiscal year end March 31 Non Accelerated Filers The calendar below reflects SEC filing deadlines for companies with a fiscal year ending December 31 2023 For weekends and SEC holidays the filing deadline is the next business day Hours of EDGAR Operations The hours of operation for submitting filings to the EDGAR system are 6 00 a m to 10 00 p m Eastern Time weekdays excluding SEC

2024 SEC Filing Deadlines and Financial Statement Staleness Dates 10 K for Year Ended December 31 2023 February 29 March 15 April 1 Large Accelerated Filers Accelerated Filers Non Accelerated Filers Definitive proxy statement or information statement if Part III of Form 10 K incorpo rates information from proxy by reference Filing an Extension Companies may request a filing extension for their Form 10 Q s and 10 K s by submitting Form 12b 25 via the Edgar system By filing this form a filer may gain up to 5 additional days to file Form 10 Q or 15 days to file Form 10 K Companies have up to 24 hours after the original filng deadline to file Form 12b 25

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2024 SEC EDGAR FILING CALENDAR DEADLINES HOLIDAYS SEC Filing Deadlines Based on a December 31 2023 Fiscal Year End FORM TYPE LARGE ACCELERATED FILERS ACCELERATED FILERS New Year s Day 2025 Wednesday January 1 Other Form Types and Due Dates FORM TYPE DUE DATES Form 3 10 days after the individual becomes a reporting person The SEC expects to receive the highest volume of EDGAR filings in calendar year 2024 on the dates listed on the EDGAR Calendar webpage To accommodate potentially longer processing times on high filing volume dates filers should submit any test or applicable live filings as early as possible prior to the due date of a filing

This 2023 SEC filing calendar lets you easily share dates with your teams so you can stay ahead of filing Filer type Fiscal Year End Reach out to our SEC filing experts for help or more information Talk to an expert or call 1 800 823 5304 DFIN s interactive SEC filing calendar automatically compiles all your filing dates for the fiscal year Form 13F 45 days after calendar year end and each of the first three calendar quarters Schedule 13G 45 days after calendar year end Schedule 13D 10 days after the acquisition Form 11 K 180 days after fiscal year end Late 10 K Up to 15 days of original filing deadline Late 10 Q Up to 5 days of original filing deadline

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2024 EDGAR Filing Calendar Broadridge

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INVESTMENT MANAGER DEADLINES All dates assume a 12 31 fiscal year end All deadlines and deadline extensions shown in calendar days Go further With Broadridge An integrated approach to shareholder communications and regulatory disclosures driven by innovation and accountability

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For Accelerated filers Due 40 days following the end of the fiscal quarter For Non Accelerated filers Due 45 days following the end of the fiscal quarter NT 10 Q Due on the business day after the 10 Q due date Late 10 Q After filing an NT 10 Q the deadline for the 10 Q is extended five calendar days from the due date Form 11 K


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Sec Calendar Filing Deadlines 2025 - 2023 SEC Filing Deadlines and Financial Statement Staleness Dates Capital Markets 2023 SEC Filing Deadlines and Financial Statement Staleness Deadlines 10 K for Year Ended December 31 2022 March 1 Large Accelerated Filers March 16 Accelerated Filers 60 days after fiscal year end 75 days after fiscal year end March 31 Non Accelerated Filers